Assessor Resource

RIISRM304D
Maintain stockpiles

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to maintain stockpiles in the Extractive and Coal and Metalliferous mining.

This unit is appropriate for those working in operational or supervisory roles.

No licensing or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for maintain stockpiles

1.1 Access, interpret and apply stockpiling operations documentation and ensure the work activity is compliant

1.2 Obtain, interpret and clarify work requirements

1.3 Access, interpret and apply geological and survey data required to complete the allocated work

1.4 Carry out worksite inspection and rectify or report hazards and/or other notifiable conditions

1.5 Communicate with other personnel using approved communication methods

1.6 Select and wear personal protective equipment

1.7 Identify, address and report environmental issues

1.8 Confirm stockpile boundaries and signage are erected

1.9 Access and apply safety information and procedures throughout the work, and ensure safety of personnel, plant and equipment

2. Maintain stockpile

2.1 Maintain battering angle of stockpile

2.2 Visually inspect stockpile structure and surrounding area to assess the safety and progress of stockpile formation

2.3 Dump and move stockpile material using appropriate techniques to form stockpile battering angle and prevent slumping

2.4 Inform appropriate personnel of spillage and take appropriate measures to manage and/or remove spill

2.5 Remove and dispose of contaminants from stockpile upon identification

2.6 Turn stockpile material utilising appropriate equipment and techniques

3. Suppress dust

3.1 Maintain stockpile structure to prevent dust creation and unwanted material movement

3.2 Adjust stockpiling activities due to weather conditions and dust suppression policy

4. Maintain stockpile access roads and bunds

4.1 Maintain stockpile access roads

4.2 Maintain safety and condition of bunds

4.3 Maintain stockpile access roads free from spillages and obstructions, and ensure equipment movement to and from stockpiles is not restricted

5. Carry out post-operational procedures

5.1 Inspect, fault find and report equipment faults

5.2 Carry out operational maintenance, servicing, lubricating and housekeeping tasks

5.3 Visually inspect structures and components for fault conditions, wear and need of repair or replacement

5.4 Process written records and reports

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

works effectively with others to undertake and effective maintenance of stockpiles to meet all required outcomes including:

preparing for and organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

using a range of communication techniques and aids to advise others of work activity and exclusion zones

demonstrates completion of the maintenance of stockpiles that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

confirming and implementing barriers and signage

carrying out inspection of the stockpiles and surrounding areas

dumping and moving stockpile materials

removing and dispose of contaminants

maintaining stockpile structure and battering angle

conducting basic operational maintenance including servicing, lubrication and cleaning

processing written records and reports

The candidate must demonstrate knowledge of maintaining stockpiles through:

site environmental requirements and constraints

relevant equipment characteristics, technical capability and limitations

indicator readings

principles of contamination

stockpile management processes

bund construction, drainage and stockpile maintenance procedures

wet and dry working procedures

environmental principles

isolation procedures principles

stockpiling characteristics and limitations

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for maintain stockpiles

1.1 Access, interpret and apply stockpiling operations documentation and ensure the work activity is compliant

1.2 Obtain, interpret and clarify work requirements

1.3 Access, interpret and apply geological and survey data required to complete the allocated work

1.4 Carry out worksite inspection and rectify or report hazards and/or other notifiable conditions

1.5 Communicate with other personnel using approved communication methods

1.6 Select and wear personal protective equipment

1.7 Identify, address and report environmental issues

1.8 Confirm stockpile boundaries and signage are erected

1.9 Access and apply safety information and procedures throughout the work, and ensure safety of personnel, plant and equipment

2. Maintain stockpile

2.1 Maintain battering angle of stockpile

2.2 Visually inspect stockpile structure and surrounding area to assess the safety and progress of stockpile formation

2.3 Dump and move stockpile material using appropriate techniques to form stockpile battering angle and prevent slumping

2.4 Inform appropriate personnel of spillage and take appropriate measures to manage and/or remove spill

2.5 Remove and dispose of contaminants from stockpile upon identification

2.6 Turn stockpile material utilising appropriate equipment and techniques

3. Suppress dust

3.1 Maintain stockpile structure to prevent dust creation and unwanted material movement

3.2 Adjust stockpiling activities due to weather conditions and dust suppression policy

4. Maintain stockpile access roads and bunds

4.1 Maintain stockpile access roads

4.2 Maintain safety and condition of bunds

4.3 Maintain stockpile access roads free from spillages and obstructions, and ensure equipment movement to and from stockpiles is not restricted

5. Carry out post-operational procedures

5.1 Inspect, fault find and report equipment faults

5.2 Carry out operational maintenance, servicing, lubricating and housekeeping tasks

5.3 Visually inspect structures and components for fault conditions, wear and need of repair or replacement

5.4 Process written records and reports

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant documentation, policies and procedures

works effectively with others to undertake and effective maintenance of stockpiles to meet all required outcomes including:

preparing for and organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

using a range of communication techniques and aids to advise others of work activity and exclusion zones

demonstrates completion of the maintenance of stockpiles that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

confirming and implementing barriers and signage

carrying out inspection of the stockpiles and surrounding areas

dumping and moving stockpile materials

removing and dispose of contaminants

maintaining stockpile structure and battering angle

conducting basic operational maintenance including servicing, lubrication and cleaning

processing written records and reports

The candidate must demonstrate knowledge of maintaining stockpiles through:

site environmental requirements and constraints

relevant equipment characteristics, technical capability and limitations

indicator readings

principles of contamination

stockpile management processes

bund construction, drainage and stockpile maintenance procedures

wet and dry working procedures

environmental principles

isolation procedures principles

stockpiling characteristics and limitations

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply stockpiling operations documentation and ensure the work activity is compliant 
Obtain, interpret and clarify work requirements 
Access, interpret and apply geological and survey data required to complete the allocated work 
Carry out worksite inspection and rectify or report hazards and/or other notifiable conditions 
Communicate with other personnel using approved communication methods 
Select and wear personal protective equipment 
Identify, address and report environmental issues 
Confirm stockpile boundaries and signage are erected 
Access and apply safety information and procedures throughout the work, and ensure safety of personnel, plant and equipment 
Maintain battering angle of stockpile 
Visually inspect stockpile structure and surrounding area to assess the safety and progress of stockpile formation 
Dump and move stockpile material using appropriate techniques to form stockpile battering angle and prevent slumping 
Inform appropriate personnel of spillage and take appropriate measures to manage and/or remove spill 
Remove and dispose of contaminants from stockpile upon identification 
Turn stockpile material utilising appropriate equipment and techniques 
Maintain stockpile structure to prevent dust creation and unwanted material movement 
Adjust stockpiling activities due to weather conditions and dust suppression policy 
Maintain stockpile access roads 
Maintain safety and condition of bunds 
Maintain stockpile access roads free from spillages and obstructions, and ensure equipment movement to and from stockpiles is not restricted 
Inspect, fault find and report equipment faults 
Carry out operational maintenance, servicing, lubricating and housekeeping tasks 
Visually inspect structures and components for fault conditions, wear and need of repair or replacement 
Process written records and reports 
Access, interpret and apply stockpiling operations documentation and ensure the work activity is compliant 
Obtain, interpret and clarify work requirements 
Access, interpret and apply geological and survey data required to complete the allocated work 
Carry out worksite inspection and rectify or report hazards and/or other notifiable conditions 
Communicate with other personnel using approved communication methods 
Select and wear personal protective equipment 
Identify, address and report environmental issues 
Confirm stockpile boundaries and signage are erected 
Access and apply safety information and procedures throughout the work, and ensure safety of personnel, plant and equipment 
Maintain battering angle of stockpile 
Visually inspect stockpile structure and surrounding area to assess the safety and progress of stockpile formation 
Dump and move stockpile material using appropriate techniques to form stockpile battering angle and prevent slumping 
Inform appropriate personnel of spillage and take appropriate measures to manage and/or remove spill 
Remove and dispose of contaminants from stockpile upon identification 
Turn stockpile material utilising appropriate equipment and techniques 
Maintain stockpile structure to prevent dust creation and unwanted material movement 
Adjust stockpiling activities due to weather conditions and dust suppression policy 
Maintain stockpile access roads 
Maintain safety and condition of bunds 
Maintain stockpile access roads free from spillages and obstructions, and ensure equipment movement to and from stockpiles is not restricted 
Inspect, fault find and report equipment faults 
Carry out operational maintenance, servicing, lubricating and housekeeping tasks 
Visually inspect structures and components for fault conditions, wear and need of repair or replacement 
Process written records and reports 

Forms

Assessment Cover Sheet

RIISRM304D - Maintain stockpiles
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIISRM304D - Maintain stockpiles

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: